50 Broadway, 32nd Fl, New York, 10004, New York, USSecurities arbitration lawyer, Jake Zamansky, has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud, negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors.
One of Wall Street’s purportedly low risk, high yield strategies is backfiring on investors. Certain investment banks, including UBS and Credit Suisse, utilized an investment option called a yield enhancement strategy or “YES” strategy, which is extremely complex and should only be used – if at all – by large sophisticated investors like hedge funds, banks and endowments. Instead, the YES strategy was sold to high net worth clients as a fairly safe and conservative strategy to generate
